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道明誠CFA學習新版塊:每日一題(第十一期)-道明誠CFA培訓,CFA考試,CFA報名中心
發布時間: 2019-9-3 人氣:624

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Ethics - 11

Questions:

Krista Blume, CFA, is a portfolio manager for pension plans at a large global investment management company. Blume is hired by the management of Advanced Automatic Company (AAC) to manage a pension plan for AAC's employees. Blume must report performance results to the board and management of AAC monthly. To which of the following is most likely Blume's loyalty to clients owned?

 

A: Employees of AAC.

B: Management of AAC.

C: Board of directors of AAC.

 

Answers:

A, 參與這個養老金計劃的AAC的員工是Blume真正的客戶,Blume對于他們有忠誠的責任。ACC公司的管理層和董事會成員都不是Blume真正的客戶。

 

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聲明:本文由道明誠教育采編,來源道明誠教育,若需引用或轉載,請注明出處!

 


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